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Lesson 07 Level 2 · Components

How an axial piston pump works: the swashplate, the valve plate and the case drain

Pistons in a rotating barrel slide on a tilted swashplate, so each one draws oil in for half a turn and pushes it out for the other half. Change the tilt and you change the flow without changing the speed.

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  • Play with it: Tilt the swashplate, change speed and pressure, and follow each piston round the valve plate.
  • Break it: worn valve plate and slippers (case drain flow climbs) and a blocked case drain.
  • All 20 interactive lessons, the Engineer and Deep dive explanations, key numbers and quizzes.

Try first: Pascal's law and the hydraulic jack or Your first hydraulic circuit, open to everyone.

Variable piston pumps run most of the heavy hydraulics we see: offshore cranes, excavators, steering gear, hatch cover systems and large power packs. They make high pressure efficiently and, unlike a gear pump, they can change how much oil they deliver while turning at a constant speed. Tilt the swashplate in the animation and watch the pistons’ stroke change.

In simple terms

Inside the pump is a round block called the barrel, with nine holes bored along its length. Each hole has a piston in it. The barrel is turned by the drive shaft.

The feet of the pistons rest against a plate called the swashplate. If the swashplate is flat, square to the shaft, the pistons go round without moving in or out, and the pump delivers nothing, even though it is spinning.

Tilt the swashplate and everything changes. As the barrel turns, each piston’s foot slides round the tilted plate, so the piston is pulled out of its hole for half a turn (drawing oil in) and pushed back in for the other half (pushing oil out). The more you tilt, the longer each piston’s stroke, and the more oil per turn.

At the back of the barrel is the valve plate, which you can see end-on in the animation. It has two curved slots, called kidneys. Each piston’s hole passes over the suction kidney while it is filling, and over the delivery kidney while it is emptying. That is how oil is let in and pushed out without any valves opening and closing.

Some oil always leaks past the pistons and the valve plate. That is deliberate: it lubricates them. The leaked oil collects in the pump case and returns to the tank through a separate pipe, the case drain. As the pump wears, more oil leaks, and the case drain flow goes up. Measuring it is the quickest way to check a piston pump’s health.

The engineer's explanation, the deep dive, key numbers and the quiz open with a free account.

For engineers

Quantity Formula Example (this pump at 15°, 1,500 rpm, 210 bar)
Piston stroke s = 2R tan α 2 × 35 × tan 15° = 18.8 mm
Displacement V = z × A × s 9 × 346 mm² × 18.8 mm = 58.5 cm³
Theoretical flow Q = V × n / 1000 58.5 × 1.5 = 87.7 L/min
Delivered flow Q − Q(drain) 87.7 − 1.8 = 85.9 L/min
Hydraulic power p × Q / 600 210 × 85.9 / 600 = 30 kW
Shaft torque V × p / (20π × η(m)) 58.5 × 210 / 62.8 / 0.92 = 213 Nm

Displacement is proportional to tan α, so at small angles flow is close to proportional to the angle. Maximum angles are typically 15 to 21 degrees.

In a variable pump, the swashplate is held by a spring and moved by a control piston. The control decides what the pump regulates:

  • A pressure compensator reduces the angle as pressure reaches a setting, so the pump delivers only the flow the system will take at that pressure.
  • A load-sensing control sets the angle so the pump pressure stays a fixed margin above the highest load pressure (lesson 16).
  • Power and electro-proportional controls limit the input power or follow an electrical signal.

Case drain is the health test. Internal leakage goes to the case: past the pistons, under the slippers (which ride on a hydrostatic film of oil), and across the valve plate. Leakage is roughly proportional to pressure, so the test is done at full working pressure and normal oil temperature, with the flow measured in the case drain line. A healthy pump typically drains 1 to 3% of its maximum flow. Rising case drain flow over successive tests, or a value above about 5%, means the running surfaces are worn. Most makers publish an expected figure for each size.

Deep dive

Why the case pressure matters. The case is protected by a shaft seal that is only rated for low pressure, commonly around 2 bar absolute for many industrial pumps (check the data sheet). The case drain must therefore run to the tank with its own line, sized generously, returning below the oil level, and never through a filter or cooler that can block it or teed into a busy return line. A blocked, kinked or undersized case drain pushes the shaft seal out. On a vessel that often shows up as oil around the pump flange after a drain line was rerouted during other work.

Filling the case. A piston pump must be filled with clean oil through the case drain port before its first start, or after any repair. The case oil lubricates the bearings and slippers during the first seconds. Starting a dry pump can ruin it within a minute.

Wear modes. What we find most often when we strip piston pumps:

  • Valve plate and barrel face scoring: fine contamination being dragged across the sealing land. It raises case drain flow and lowers volumetric efficiency.
  • Slipper wear or lift-off: from contamination, low oil viscosity (hot oil in summer) or overspeeding. Badly worn slippers can break away from the piston balls.
  • Swashplate saddle and control piston wear: the pump hunts, can’t hold its setting, or won’t come off stroke.
  • Bearing failure: often from contaminated oil or high case pressure.

Inlet conditions. Piston pumps are more sensitive to inlet pressure than gear pumps. Many need a flooded inlet (tank above the pump) or a short, large suction line with no strainer restriction, and some open-circuit pumps need 0.8 to 1 bar absolute at all times. Cavitation erodes the valve plate kidneys and barrel ports quickly.

Running in the heat. In the UAE the oil’s viscosity in summer can fall towards the minimum the pump maker allows, typically around 10 cSt. Below that, the oil film under the slippers and on the valve plate gets too thin. Check the oil grade against the real operating temperature (lesson 5), not the temperature of a European data sheet.

Key numbers

What Typical value
Continuous working pressure 280 to 350 bar
Maximum swashplate angle 15 to 21°
Overall efficiency at rated point about 88 to 92%
Healthy case drain flow 1 to 3% of maximum flow
Case drain flow that means “worn” above about 5%
Typical maximum case pressure about 2 bar (check the data sheet)

Work out your own figures with the pump flow, power and torque calculator.

Seeing this on your machine?

High case drain flow, or a piston pump losing pressure?

Send us the symptom, a few photos and the nameplate. An engineer replies within one working day with what we would check first.

Describe the problem

Questions

How do I check if my piston pump is worn without stripping it?

Measure the case drain flow at full working pressure and normal temperature, with a flow meter or by timing a bucket fill from the drain line (safely, at low pressure in the drain). Compare it with the maker’s figure and with earlier readings. A rising trend is the most useful sign.

Why did my piston pump's shaft seal blow out?

Almost always high case pressure: a blocked, undersized or badly routed case drain line, a drain line connected into a busy return, or very high internal leakage from a worn pump. Replace the seal only after finding the cause.

What happens at zero swashplate angle?

The pistons stop stroking, so the pump delivers no flow, but it still turns and still leaks a little to the case. This is how a pressure-compensated pump holds pressure with almost no flow and little wasted power.

Can I use a piston pump where I had a gear pump?

Often, but it needs a correct inlet, a dedicated case drain line and cleaner oil. In return you get higher pressure, better efficiency and, with a variable pump, much less heat.

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